Choose the affiliation that works best for your business, and we’ll support you every step of the way.
The Good Life Compliance Department will provide you and your staff with the education and tools necessary to make staying compliant as effortless as possible under both; FINRA and SEC. With three different affiliation options, you get to decide what is best for your company.
In choosing the Corporate option, you work with LPL as your broker-dealer and your RIA. Corporate affiliation comes with more upfront transition assistance, but fees are associated with your advisory business. Good Life will act as your compliance advocate, working directly with LPL’s compliance team.
In choosing the Hybrid option, you work with LPL as your broker-dealer and Good Life as your RIA. With the Hybrid affiliation, Transition Assistance is typically less, but there are significantly fewer fees in the long run. The Hybrid model also has the option to custody assets on multiple platforms. Good Life compliance has oversight responsibility for your advisory business, allowing for a more intimate compliance experience.
In choosing the RIA-only option, you work with Good Life as your RIA. LPL is our primary platform for RIA business, but you can select which custodian to keep your assets, and there are minimal fees associated with your affiliation. Good Life Compliance oversees your entire practice, providing the highest compliance partnership.
Meet the Business Development Team
- Rob EngleChief Revenue Officer
- Gonen ErgasRegional Director
- Austin ShivesRegional Director
- Madison RothschildSales Enablement Manager