We believe the relationship between advisor and broker-dealer should be built on mutual success, not one-sided economics.
Our approach is founded on a fundamental principle: advisor independence drives sustainable growth for all parties involved.
Our broker-dealer solution addresses the common challenges advisors face:
- Restrictive oversight is replaced with strategic guidance that protects without limiting
- Legacy systems give way to integrated technology that enhances efficiency
- Traditional compensation models transform into equitable arrangements that reward excellence
- Limited investment options expand to comprehensive open architecture
- Excessive control yields to professional autonomy with appropriate support
Our Transition Experience
We understand that changing broker-dealers is a significant decision. Our transition team has guided hundreds of advisors through this process with a systematic approach that minimizes disruption and maximizes retention.
The Good Life transition process includes personalized communication strategies, streamlined paperwork handling, and comprehensive technology setup. Our team works alongside you at every step, ensuring clients experience the benefits of your move without unnecessary complications.
Each article provides valuable insights from advisors who have made the move—and why they wished they had done it sooner.
A clear roadmap for
a smooth move.
A transition isn’t about leaving something behind—it’s about stepping into a stronger business model with everything in place before the move. Our structured process ensures a seamless shift, not a disruption.
Looking to Ignite Your Independence?
Deciding to become an independent financial advisor is a major career move with significant benefits like higher payouts, time ownership, and client flexibility. While the path comes with challenges, the right guidance can turn obstacles
into opportunities.
Challenge #1: Fear of
The Unknown
Challenge #2: Communicating the Value of Independence to Your Clients
Challenge #3: Identifying Your Brand and Target Markets
Challenge #4: Adjusting to Independence and the Expenses Related to It
Challenge #5: Using a Set it and Go Mentality
Challenge #6: Overlooking the Influence You Can Have
We can help you navigate the six key challenges of becoming an independent financial advisor with professional insights, resources, and guidance. Download the eBook to learn more!